About this role:

Wells Fargo Investment Operations is seeking for a candidate to perform various back office or middle office functions that includes Reconciliation and Liaison services within Advisory Operations. The Team is responsible for the reconciliation of advisory accounts on the APL trading platform and providing liaison services for the money managers and branches in regards to all communication surrounding cash flows and account maintenance.

In this role, you will:

Primary Responsibilities;

Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require basic knowledge of unit functions and systems. Duties may include:

• Support a variety of operational tasks for simple or routine securities

• Identify ways to improve the overall process

• Perform routine duties such as processing, reconciling transaction and research inquires

• Regularly receive direction from supervisor and escalate issues to more experienced roles

• Review less complex documents

• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

• Interact with internal customers

• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

• 6+ months of Security Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

• 6+ months of securities/Custody/Investment banking experience

• Basic understanding of Securities market

• Understanding Trade life cycle

• Understands the basic capital markets and various products like what a mutual fund is, bonds, what is a stock/equity, etc.

• Attention to detail and comprehension skills

• Commerce Graduate / MBA / higher degree in financial field.

Desired Qualification:

• Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels.

• Understanding the products and severity of the process which involves dealing with highly sensitive accounts.

• Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities.

• Handling escalated requests requiring clarification & research to provide an accurate resolution.

• Liaising with portfolio managers regarding cash flows and active cash management

• Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information.

• Perform the above assigned tasks independently and seek assistance in a

• timely manner.

• Candidate should have basic accounting Knowledge

• Good problem solving and analytical skills and numerical skills

• Typing Skills / Good Communication (Read / Write / Speak)

Working Hours: 6:30pm to 3:30am

Work location: Bangalore-India

Posting End Date:

13 Mar 2025

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo (https://www.wellsfargojobs.com/en/diversity/disability-inclusion/) .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy (https://www.wellsfargojobs.com/en/wells-fargo-drug-and-alcohol-policy) to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Req Number: R-440440